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Developments in the scientific and clinical understanding of the spondyloarthritides
Arthritis Research & Therapy volume 11, Article number: 208 (2009)
Major advances have been achieved over the last 10 years both in the clinical and scientific understanding of the spondyloarthritides (SpA), which can be separated in predominantly axial and predominantly peripheral SpA. The clinical progress includes the development of classification criteria, strategies for early diagnosis, definition of outcome criteria for clinical studies, and the conduction of a series of clinical studies with a focus on tumor necrosis factor (TNF) blockers. The proven high efficacy of TNF blocker treatment has meant a breakthrough for SpA patients, who until recently had only quite limited treatment options. More and more data have accumulated over recent years in regard to long-term efficacy and safety, prediction of response, and the relevance of extrarheumatic manifestations such as uveitis, psoriasis, and inflammatory bowel disease for treatment decisions with TNF blockers. A better understanding of the interaction of the immune system and inflammation with bone degradation/new bone formation is crucial for the development of optimal treatment strategies to prevent structural damage. Recent results from genetic studies could show that, besides HLA-B27, the interleukin-23 receptor and the ARTS1 enzyme are associated with ankylosing spondylitis. Only when the exact pathogenesis is clarified will a curative treatment be possible.
In the last decade, there has been an unprecedented rapid development in nearly all clinical and scientific aspects of the spondyloarthritides (SpA) which was stimulated, at least in part, by the unexpectedly good efficacy of tumor necrosis factor (TNF) blocker treatment in these patients. Along with the availability of new treatment options have come the establishment of magnetic resonance imaging (MRI) as an essential tool for better and earlier diagnosis, for follow-up of patients, and for a better understanding of the pathogenesis of this disease, the definitions of new management criteria and outcome criteria by the Assessment in SpondyloArthritis International Society (ASAS), and the recognition of the unmet need to diagnose SpA patients earlier, to develop better criteria for early diagnosis, and finally to get a better understanding of the pathogenetic mechanisms in SpA. The research and the rapid development in the last 10 years have been preferentially focused on axial SpA, with ankylosing spondylitis (AS) as the most relevant subtype. Considerable progress could also be made in psoriatic arthritis (PsA), which overlaps with the SpA group. However, a thorough discussion of these results would go beyond the scope of this article and will have to be dealt with elsewhere. Therefore, the following discussion will focus on axial SpA and will touch only briefly on peripheral SpA.
The concept/classification of spondyloarthritides
The SpA comprise AS, reactive arthritis, arthritis/spondylitis associated with psoriasis, and arthritis/spondylitis associated with inflammatory bowel disease (IBD). The main links between these conditions are the association with HLA-B27, the same pattern of peripheral joint involvement with an asymmetrical pauciarticular arthritis predominantly of the lower limbs, and the possible occurrence of sacroiliitis, spondylitis, enthesitis, dactylitis, and uveitis . The SpA can also be divided into patients with predominantly axial and predominantly peripheral SpA, a classification that is preferred by this author and others [2, 3], with an overlap between the two parts in about 20% to 40% of cases. By means of such a classification, the presence or absence of evidence for a preceding gastrointestinal or urogenital infection, psoriasis, or IBD is recorded but does not result in a different classification.
The term PsA comprises different subtypes, including arthritis of the finger joints. All subgroups can be classified by the recently published Classification Criteria for Psoriatic Arthritis (CASPAR) . However, only patients with axial manifestations and/or asymmetrical peripheral arthritis predominantly of the lower limbs would fit into the pattern suggested by the European Study Group for Spondyloarthropathies (ESSG) . In contrast to earlier reports, the polyarthritic type nowadays seems to be more frequent than the oligoarthritic one . Thus, patients with PsA could probably be divided into SpA type and non-SpA type, although synovial histopathological data from peripheral joints indicate that any type of PsA resembles other SpA subtypes more than rheumatoid arthritis. Further studies are necessary to better define the exact relationship between SpA and PsA .
In 1991, the ESSG proposed classification criteria for the whole group of SpA, including the new subgroup of undifferentiated SpA with features specific for the SpA but not fulfilling the diagnostic criteria for one of the defined diseases . The leading clinical symptoms for all subsets of SpA are inflammatory back pain and/or an asymmetrical arthritis predominantly of the lower limbs. These criteria already used the division into axial and peripheral SpA. The Amor criteria published in 1990 by Amor and colleagues  cover the whole spectrum of SpA. Less frequently, enthesitis or uveitis can be the leading symptom. These patients would not fulfill the ESSG criteria but could be captured by the Amor criteria. To demonstrate that SpA is an inflammatory disease, the term 'spondyloarthritis' instead of 'spondyloarthropathies' is now generally accepted.
The need for early diagnosis in axial spondyloarthritides
AS is the most relevant subtype for all patients with predominantly spinal symptoms and is regarded together with PsA as the SpA with the most severe outcome. Its prevalence has been estimated to be between 0.2% and 0.9% [1, 8] and the disease normally starts in the second decade of life. The male-to-female ratio has been estimated more recently to be around 2:1. In these patients, back pain is the leading clinical symptom, which presents typically as inflammatory back pain that is characterized by morning stiffness and improvement by exercise . In 90% or more cases, the disease starts with a sacroiliitis. Further in the course of the disease, the whole spine can be affected with spondylitis, spondylodisciitis, and arthritis of the small intervetebral joints . However, it is important to stress that not all AS patients have or develop syndesmophytes. Even in patients with longer-standing disease, syndesmophytes are present in only about 50% of cases and only a smaller percentage of these patients develop the typical clinical picture of patients with an ankylosed spine, where the name AS comes from. The term AS was introduced around 1900 at a time when a diagnosis could be made only on the basis of the clinical experience, without the help of imaging or laboratory results. The term axial SpA, covering patients early in the course of the disease and patients with a less progressive course, seems to be more adequate , whereas the term AS should be reserved for the more advanced 'ankylosed' phase of the disease.
Currently, there is an unacceptably long delay, from 5 to 10 years, between the first occurrence of AS symptoms and a diagnosis of AS [10, 11]. Two major reasons can be named for such a delay: (a) There is certainly a low awareness of AS among nonrheumatologists and it can be seen as a major challenge for any physician in primary care to think of and to identify patients with inflammatory spine disease among the large group of patients with chronic back pain, most often of another origin. (b) Radiographic sacroiliitis grade 2 bilaterally or grade 3 or 4 unilaterally is usually a requirement for making the diagnosis of AS according to the modified New York criteria . However, radiographic changes indicate chronic changes and damage of the bone and are the consequence of inflammation and not active inflammation itself. Since AS is a slowly progressing disease as far as radiographic changes are concerned, definite sacroiliitis on plain radiographs appears relatively late, frequently taking several years of continuous or relapsing inflammation . In early disease without definite radiographic changes, active inflammation of sacroiliac (SI) joints can normally be visualized using MRI technology. Clinical experience as well as limited data suggest that a good proportion of patients with inflammation of SI joints on MRI and yet normal or suspicious radiographs will develop radiographic sacroiliitis later on and therefore evolve to AS . We have proposed, therefore, to consider all patients with SpA with predominantly axial involvement irrespective of the presence or absence of radiographic changes as belonging to one disease continuum . Furthermore, we have proposed to use the term 'preradiographic' or 'nonradiographic axial SpA' for the group of patients with early axial SpA [3, 14]. Such terms are also preferable to 'undifferentiated (axial) SpA' because this subgroup is now well defined and can be diagnosed without problems (see below).
According to this reasoning, new criteria for the diagnosis and classification of axial SpA are needed. In such criteria, radiographic sacroiliitis as defined by the modified New York criteria will be part of but not essential for the diagnosis. For patients with nonradiographic sacroiliitis, active inflammation as shown by MRI should be an important parameter. In general, a combination of several clinical (such as inflammatory back pain, enthesitis, uveitis, or peripheral arthritis), laboratory (such as HLA-B27 or C-reactive protein), and imaging (x-rays or MRI) parameters is necessary for an early diagnosis . We have calculated so-called post-test probabilities which are dependent on the presence or absence of these criteria in patients presenting with chronic back pain and a suspected diagnosis of axial SpA and which can also be used in daily clinical practice . Because of the relatively low pretest probability of about 5%, a combination of several positive parameters is normally necessary to have a diagnosis of axial SpA among patients with chronic low back pain seen by primary care physicians . In 2004, the ASAS group started an international project on the development of new classification criteria for axial and peripheral SpA. Based on an analysis of data from more than 600 patients with predominant axial symptoms, the ASAS group has voted on new criteria for axial SpA which most probably will be published early in 2009. In these criteria, sacroiliitis detected either by x-rays or by MRI will play a dominant role. The exact diagnostic value of active inflammatory sacroiliitis as shown by MRI has to be evaluated further in prospective studies. A similar process for the development of peripheral SpA criteria is in progress. This project and the resulting new criteria have been an important milestone for several reasons: (a) they will allow better diagnosis and classification of patients with non-radiographic sacroiliitis, (b) they establish the concept that patients with nonradiographic and radiographic sacroiliitis have the same disease, and finally (c) they will create the basis for treatment of patients with early axial SpA with TNF blockers and other drugs.
Screening for axial spondyloarthritides among patients with chronic back pain in primary care
Besides establishing criteria such as the early diagnosis of AS strategies, of similar relevance to making an earlier diagnosis is how to alert the primary care physician on when to consider inflammatory spine disease in patients with chronic back pain, and when to refer these patients to the rheumatologist for a final diagnosis. Recently, we proposed easy-to-apply screening parameters for early referral of AS patients by primary care physicians. Such parameters have to be relatively sensitive and specific for the disease in question, have to be easy to apply by the nonspecialist, and should not be too expensive. In a study we performed in the Berlin area of Germany in patients who had chronic back pain for more than 3 months and who were younger than 45 years at the start of symptoms, we asked all orthopedists and primary care physicians to refer to an early axial SpA clinic those patients who fulfilled one or more of the following criteria: fulfilling the clinical symptom of inflammatory back pain, being positive for HLA-B27, or showing evidence of sacroiliitis by imaging . Analyzing 350 referred patients, we could show that a final diagnosis of axial SpA could be made in about 45%, half of them with nonradiographic sacroiliitis. These data clearly indicate that such a screening approach is feasible and effective and that patients with nonradiographic axial SpA constitute a substantial part of the whole group of patients with axial SpA.
Management of axial spondyloarthritis
The many recent treatment trials that have been performed in AS were possible only because outcome parameters regarding clinical symptoms , MRI , and x-rays  have been better defined over the last 10 years. The ASAS group has further defined criteria for 20% improvement , 40% improvement , and partial remission  (the ASAS20, ASAS40, and ASAS partial remission criteria, respectively) of clinical symptoms. Andrei Calin, of Bath, UK, had started this kind of work in the early 90s with the definition of the Bath Ankylosing Spondylitis Disease Activity Index (BASDAI) , the Bath Ankylosing Spondylitis Functional Index (BASFI), and the Bath Ankylosing Spondylitis Metrology Index (BASMI) (all on a scale between 0 = no change and 10 = worst change), which are all still in use. Work is currently in progress to further improve some of these outcome parameters.
Recently, ASAS/European League Against Rheumatism recommendations on the management of AS, which are based on a thorough analysis of the available literature and on a meeting of SpA experts, were published . Again, because most of these studies have been performed in AS, these recommendations focus on AS. The recommendations are divided into AS patients with predominantly axial and those with predominantly peripheral manifestations. For all manifestations, nonmedical therapy such as physical therapy and patient education should be part of any management program for patients; surgery plays a role in selected cases only. Pharmaceutical treatment is the most important part of the management. For patients with predominantly axial manifestations, only two types of drugs have been proven to be effective: nonsteroidal anti-inflammatory drugs (NSAIDs) and TNF blockers. Disease modifying antirheumatic drugs that are well established for the treatment of rheumatoid arthritis, such as sulfasalazine [23, 24], methotrexate [11, 25], or leflunomide , have been shown to be of no value for the treatment of AS. Only sulfasalazine should be tried before patients with active disease are treated with a TNF blocker if the peripheral manifestations such as arthritis or enthesitis prevail .
Nonsteroidal anti-inflammatory drug treatment
The NSAIDs are still regarded as the cornerstone of pharmacological intervention for AS with a good anti-inflammatory capacity, reducing pain and stiffness rapidly after 48 to 72 hours [19, 27]. Nonetheless, patients frequently are not treated with a full dosis of NSAIDs and/or are not treated continuously despite being symptomatic. A major reason for this is that both patients and treating physicians often are concerned about the toxicity of a continuous NSAID treatment. We recently summarized and discussed the benefits and risks of NSAID treatment in AS . Besides a good efficacy on signs and symptoms, there is evidence that continuous therapy with NSAIDs might stop the new formation of syndesmophytes in the spine, as reported recently . It is not clear at the moment whether such a possible effect can be explained by the suppression of inflammation or rather by a direct inhibition of osteoblast activity by NSAIDs through the suppression of prostaglandins . There is now a sufficient amount on data available on the risks of long-term treatment with NSAIDs in several large non-AS trials. However, because in these trials patients were older and had more comorbidities than AS patients, it seems to be justifiable to draw some conclusions based on these trials: in patients younger than 60 years and without gastrointestinal or cardiovascular comorbidities, the probability is 1% or less for developing serious gastrointestinal or cardiovascular side effects when treated with a full dosis of an NSAID for 1 year. Also, the risks for renal and liver side effects are known and seem to be acceptable. Thus, when AS patients are active, they should be treated with a sufficient dosis of NSAIDs (continuously, if necessary) . Certainly, patients have to be informed about and monitored for potential toxicity.
Tumor necrosis factor blocker treatment
It can be estimated that about 20% of AS patients are still active despite an optimal treatment with NSAIDs. This means that the demonstration of the good or very good efficacy of TNF blockers in the treatment of patients with active AS can be regarded as a breakthrough in the therapy of these AS patients. These drugs not only improve signs and symptoms rapidly and in a high percentage of patients, but also normalize acute-phase reactants and reduce acute inflammation in SI joints and spine as shown by MRI. There are three biologic agents targeting TNF-α which have been shown to be effective for the treatment of AS [30–32] and which have been approved for this indication both in the European Community and the US. Inflixmab is given as an intravenous infusion over the course of 2 hours in a dose of 5 mg/kg intially at weeks 0, 1 and 6 and then every 6 to 8 weeks, etanercept is given subcutaneously at a dose of 50 mg once or 25 mg twice a week, and adalimumab is given at a dose of 40 mg subcutaneously every other week. The three TNF-blocking agents have similar efficacies on the rheumatic symptoms: about 50% of patients reach a 50% improvement of their disease activity as measured by the BASDAI. Impressive reductions of inflammatory lesions either in the SI joints or in the spine have been demonstrated for all three TNF blockers . Interestingly, there is still a further decrease of inflammation if patients are treated over the course of 2 years, although in a small proportion of patients inflammation as seen by MRI is not suppressed completely . AS and related SpA seem to be the disease for which TNF blockers are most effective, probably more effective than in rheumatoid arthritis . So far, long-term follow-up of AS patients treated with TNF blockers has been published up to 5 years, showing a good long-term efficacy if treatment is continued. After 3 years, about 70% of the initial patients are still treated. However, when treatment was stopped, nearly all of these patients with long-standing active disease flared . It has to be shown whether this is also the case when patients are treated earlier.
Currently, there is no evidence that a combination of TNF blocker with a conventional disease-modifying antirheumatic drug is superior to treatment of AS with a TNF blocker alone. Most of the patients in the studies were indeed treated with TNF blocker monotherapy. A recent study comparing infliximab alone versus infliximab plus methotrexate did not see a significant difference between the two groups regarding efficacy and side effects .
Extrarheumatic manifestations or comorbidities such as uveitis, psoriasis, or IBD are present or have occurred in the past in 40% to 50% of AS patients . Thus, it is also of interest whether the three TNF blockers differ in their efficacies regarding these manifestations. Both monoclonal antibodies have been shown to be effective for the treatment of Crohn's disease, and infliximab has been shown to be effective for ulcerative colitis, whereas etanercept does not work in IBD. When it was investigated whether TNF blockers reduce flares or new onset of IBD in AS patients treated for their rheumatic manifestations, infliximab was clearly superior to etanercept whereas the number of patients treated with adalimumab was too small in this meta-analysis to allow any further conclusions . In another meta-analysis of trials from AS patients treated with TNF blockers, both infliximab and etanercept reduced flares of uveitis but infliximab was more effective . Based on data from a small retrospective study and from one large but uncontrolled observational study , adalimumab seems to reduce flares of uveitis. All three TNF blockers are effective for psoriasis, although infliximab shows the best efficacy on the skin in the dosis normally used for the treatment of AS .
When it was analyzed which parameters predict a response to TNF blockers best, short disease duration and/or young age were the best predictors [14, 42], indicating that, in patients with long-lasting disease, causes other than inflammation contribute to the clinical symptoms. An elevated C-reactive protein and active inflammation as shown by MRI were also predictive but to a lesser extent . An international ASAS consensus statement for the use of anti-TNF agents in AS patients, which was published in 2003 and updated in 2006 , specifies the management recommendations for the use of TNF blockers in patients with active AS.
Tumor necrosis factor blockers in early nonradiographic axial spondyloarthritides
Because AS patients with a shorter disease duration respond better to TNF blocker treatment and because there can be ongoing active inflammation in the SI joints and/or spine for some time before radiographic changes become visible, it was logical to ask whether and how well active axial SpA patients with nonradiographic sacroiliitis respond to treatment with TNF blocker. If these patients were treated with adalimumab for 12 weeks, an ASAS40 response was achieved in 54% of patients versus 12% in the placebo group, an effect that was maintained for 1 year of treatment for the whole group after the placebo patients were also switched to adalimumab . In the subgroup of patients with a disease duration of less than 3 years, such a major response was even achieved in 80% of patients. A similar result was reported for patients with early axial SpA with a symptom duration of less than 3 years when treated with infliximab . In this study, a partial remission was even achieved in 55% of patients. Thus, treatment with a TNF blocker seems to be even more effective the earlier the patients are treated. Preliminary results from these two studies indicate that the majority of patients relapse if treatment is stopped. It remains to be seen whether long-lasting drug-free remission can be achieved if patients are treated even earlier.
Immunopathology and structural damage in ankylosing spondylitis
Many recent MRI studies and older pathological investigations  suggest that the primary target of the immune response is at the cartilage/bone interface, including the insertion of tendon and ligaments at the bone (enthesis) [46, 47]. Such an immunopathology most probably would differ from rheumatoid arthritis, in which inflammation occurs primarily in the synovium. We recently provided further evidence for this hypothesis, showing that the presence of mononuclear cell infiltrates and osteoclasts depends on the presence of cartilage on the joint surface in AS patients .
In addition to inflammation, AS is characterized by new bone formation with the possible consequence of bone fusion, most frequently found in the axial skeleton in the form of syndesmophytes. How inflammation and new bone formation are coupled in AS and whether AS is a disease of excessive new bone formation or whether this is only part of a physiological repair mechanism have been questions for a long time. We recently argued, based on MRI studies and especially on older pathological studies , that structural damage happens in two steps: first, inflammation causes erosive structural damage and these bony defects are then filled up with (fibrous) repair tissue; second, this repair tissue is subsequently ossified. If this is true, new bone formation would not occur without previous erosive damage by inflammation .
Interestingly, in these pathological studies , it was already observed that new bone formation goes along with the disappearance of inflammation or with only a low grade of inflammation. This is in line with recent functional studies that could show that inflammation itself inhibits osteoproliferation. A proinflammatory cytokine such as TNF-α causes bone resorption by inducing the expression of DKK-1. This leads to a suppression of the Wnt pathway, which communicates signals for osteoblastogenesis and new bone formation . Inhibition of TNF-α and/or DKK-1 then induces new bone. Thus, TNF blockers do not inhibit osteoproliferation at all but rather stimulate new bone formation by taking away the inhibitory effect of TNF-α on osteoblasts. This was also demonstrated in a mouse model of ankylosis in which the TNF-α blocker etanercept did not prevent new bone formation, although inflammation was effectively suppressed . These findings and considerations might also explain why the formation of new syndesmophytes was not inhibited over the course of a 2-year treatment with a TNF blocker in comparison with a historical control group . It remains to be seen whether such new bone formation can be prevented if TNF blocker treatment is started early enough before the occurrence of erosive structural damage.
Pathogenesis of spondyloarthritis
A major breakthrough in the research on the pathogenesis of AS and related SpA was the reported strong association of the disease with HLA-B27 in 1973 . However, intensive research over more than three decades has not clarified the functional role of the HLA-B27 molecule in the pathogenetic process. In the center of the discussion about the pathogenesis of the SpA is still the interaction between bacteria and HLA-B27 because of the known triggering bacteria in reactive arthritis  and the association with IBD in which the immune system can interact with local gut bacteria due to a damaged mucosa. Different hypotheses such as the arthritogenic peptide hypothesis , the 'HLA-B27 misfolding hypothesis' , and the induction of an HLA-B27-mediated autoimmune response directed against cartilage  have been proposed and investigated, but none of them has been conclusive so far. Interestingly, among the more than 20 HLA-B27 subtypes, some such as HLA-B*2706 and HLA-B*2709 are not at all associated or are clearly less associated with the disease, suggesting that the minor molecular differences between the molecules might be the key for a better understanding of the pathogenesis .
Susceptibility to AS has been estimated to be greater than 90% genetically determined and therefore it has been suggested that there might be not a single environmental factor, such as one bacterium, but rather ubiquitous environmental factors . Most recently, two new genetic loci, besides HLA-B27, were shown to be associated with AS: the interleukin-23 (IL-23) receptor, which is involved in the Th 17 pathway of chronic immune responses, and ARTS1, an enzyme that is relevant for the processing of peptides in the cytoplasm . The relative contributions of these genes to the susceptibility to AS can be compared by using the population-attributable risk fraction statistic, which is 90% for HLA-B27, 26% for ARTS1, and 9% for IL-23. It remains to be seen what the functional relevance of these associations is and whether this very interesting new discovery helps us to understand the pathogenesis better. In conclusion, over the last decade, treatment has been moving from showing any efficacy at all in patients with active SpA to earlier treatment with the final aim of inducing remission and preventing structural damage. A curative treatment is not yet available because pathogenesis is still poorly understood.
Future perspectives in spondyloarthritis
Although major progress has been achieved in SpA over the last 10 years, there is still a long way to go to find a curative treatment that results in drug-free long-lasting remission. In the short term, how patients with early SpA should be treated with the highly effective TNF blockers and whether continuous remission can be achieved if patients are treated very early are questions that have to be investigated. Furthermore, it is a burning question whether new bone formation can be prevented if inflammation is suppressed early enough or whether both inflammation and new bone formation have to be targeted simultaneously. Targeted therapies other than TNF blockers have to be tested systematically because not all patients respond to TNF blockers and normally disease activity relapses if treatment is stopped. Although peripheral SpA is less frequent and often less severe compared with axial SpA, there is a great medical need for the performance of treatment trials and the establishment of effective therapies for these patients. Finally, only a better understanding of the pathogenesis will give the possibility of finding a cure. Thus, both clinical and basic science research have to be intensified and the translational aspects have to be strengthened in the next decade with the aim of surpassing even the progress seen in the last decade.
The Scientific Basis of Rheumatology: A Decade of Progress
This article is part of a special collection of reviews, The Scientific Basis of Rheumatology: A Decade of Progress, published to mark Arthritis Research & Therapy's 10th anniversary.
Other articles in this series can be found at: http://arthritis-research.com/sbr
Assessment in SpondyloArthritis International Society
Assessment in SpondyloArthritis International Society 40% improvement criteria
Bath Ankylosing Spondylitis Disease Activity Index
European Study Group for Spondyloarthropathies
inflammatory bowel disease
magnetic resonance imaging
nonsteroidal anti-inflammatory drug
tumor necrosis factor.
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JS has received reimbursements, fees and funding from Abbott, Pfizer, Schering-Plough and Wyeth. There was no financing of this manuscript.
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Sieper, J. Developments in the scientific and clinical understanding of the spondyloarthritides. Arthritis Res Ther 11, 208 (2009). https://doi.org/10.1186/ar2562
- Ankylose Spondylitis