Volume 11 Supplement 1
Treatment options in patients with rheumatoid arthritis failing initial TNF inhibitor therapy: a critical review
© BioMed Central Ltd 2009
Published: 6 April 2009
Conventional disease-modifying antirheumatic drugs such as methotrexate are the mainstay of treatment for rheumatoid arthritis. More recently, biologic agents such as etanercept, infliximab and adalimumab, which act by inhibiting tumour necrosis factor (TNF), have become available. TNF inhibitors have proved to be very effective in patients not responding to conventional disease-modifying antirheumatic drugs. However, about 20% to 40% of patients treated with a TNF inhibitor fail to achieve a 20% improvement in American College of Rheumatology criteria, and more lose response over time (secondary failure or acquired therapeutic resistance) or experience adverse events following treatment with a TNF inhibitor. In this group of patients, therapeutic options were limited until recently and an established treatment approach was to switch from one TNF inhibitor to another. In recent years, therapeutic options in these patients have increased with the introduction of biologic agents with novel mechanisms of action, such as rituximab and abatacept. This review outlines the current evidence in support of the available treatment strategies in patients with an inadequate response or intolerance to an initial TNF inhibitor.
Rheumatoid arthritis (RA) is a chronic, progressive, debilitating autoimmune disease that occurs in approximately 1% of adults . Although the disease may develop at any age, RA occurs most commonly in people aged 40 to 70 years. Approximately 2.5 times more women than men are affected . The disease is characterized by chronic inflammation of the synovium, which over time results in damage to the joints, leading to pain and disability. RA is associated with increased mortality, particularly in older women [2, 3], and it may reduce life expectancy by 3 to 18 years . Recent studies have demonstrated that a substantial proportion of patients continue to show radiographic progression, even though clinically they are in a state of low disease activity, suggesting that achieving remission should be the ultimate goal [5, 6].
Disease-modifying antirheumatic drugs (DMARDs) are the mainstay of treatment for RA. Methotrexate is the most commonly used agent in this class, and it is effective on standard clinical measures of disease activity , cost-effective and comparatively well tolerated. The development of biologic agents represented a major advance in the treatment of RA. The targets of biologic agents are interactions between the immune effector cells (T lymphocytes, B lymphocytes and macrophages), which are responsible for inflammation and structural damage in affected joints, and the signalling molecules involved in their activation. The first approved biologic agents for the treatment of RA were inhibitors of tumour necrosis factor (TNF). There are now three agents available in this treatment class: etanercept, infliximab and adalimumab. These agents are very effective at improving the signs and symptoms, and at slowing or preventing structural damage in patients with RA [8–14]. Newer TNF inhibitors are also in clinical development for the treatment of RA and include golimumab  and certolizumab pegol . Both of these agents are effective at improving signs and symptoms of disease, and prevention of structural damage has been reported for certolizumab pegol [17, 18].
However, anti-TNF agents are not effective in all patients. About 30% of patients treated with a TNF inhibitor failed to achieve an improvement of 20% in American College of Rheumatology criteria (ACR20; primary failure or inefficacy) [11, 13, 14], and more patients lose efficacy during therapy (secondary failure or acquired therapeutic resistance)  or experience adverse events following treatment with a TNF inhibitor.
Until recently, therapeutic options were limited for patients not responding satisfactorily to TNF inhibitors, and who typically have failed many conventional DMARDs and combinations of DMARDs. Switching from one TNF inhibitor to another has become an established treatment approach for patients who failed or were intolerant of treatment with an initial TNF inhibitor. This is largely because of physician experience and familiarity with the efficacy and safety profile of these products that has developed over the past several years, and the strong evidence that TNF inhibitors are potent in terms of slowing disease progression. Despite a similar mode of action within the TNF inhibitor class, the rationale behind switching these agents resides in variations in bioavailability, differences in the stability of the TNF-inhibitor complex or the potential occurrence of drug-neutralizing antibodies . Although formally none of the available TNF inhibitors is currently approved for this indication, a recent survey of US-based rheumatologists showed that over 94% of respondents reported switching patients from one TNF inhibitor to another . However, this survey was conducted at a time when biologics with a different mode of action were not yet available.
Recently, biologic agents with novel mechanisms of action have been approved for use in patients with RA, therefore increasing the number of therapeutic options for patients with inadequate response or intolerance to a first TNF inhibitor. Rituximab, a monoclonal antibody directed against CD20+ B cells, induces transient depletion of B cells and was recently approved for the treatment of adult patients with severe active RA who have exhibited an inadequate response to or were intolerant of one or more TNF inhibitors in combination with methotrexate . Abatacept, a selective inhibitor of T-cell co-stimulation, has been approved for the treatment of patients who have exhibited an inadequate response to or were intolerant of one or more DMARDs or TNF inhibitors in the USA, or one or more TNF inhibitors only in Europe. Tocilizumab, a chimeric monoclonal antibody blocking interleukin-6-mediated signal transduction, was recently studied in patients not responding to TNF inhibitors , and the European Commission has recently approved its use in this indication.
Optimal treatment strategies have yet to be defined for patients who have exhibited an inadequate response to or were intolerant of an initial TNF inhibitor, because there have been no randomized, prospective, head-to-head trials comparing the strategy of cycling between TNF inhibitors versus using an agent with a different mechanism of action.
The aim of this review is to appraise the current evidence in support of the available treatment strategies in patients with an inadequate response or intolerance to an initial TNF inhibitor.
Signs and symptoms
Data supporting cycling between TNF inhibitors are limited in terms of both quantity and quality. Well controlled switching trials are limited; the vast majority of current data comes from open-label, retrospective or prospective observational studies.
Several observational studies have demonstrated an improvement in disease activity in patients who have not responded to a TNF inhibitor when switched to another TNF inhibitor. However, the results of these studies may be biased by a phenomenon known as 'regression to the mean' in that, because patients tend to be treated with a second agent at the height of their disease activity, there is a greater than 50-50 likelihood that disease activity will start improving after the intervention purely by chance .
The Open-label, Pilot Protocol of patients with rheumatoid arthritis who Switch to Infliximab after an incomplete response to Etanercept (OPPOSITE) trial  was a small, randomized study, involving 28 patients, which suggested a more favourable outcome in patients who switched to infliximab. However, the majority of patients did not achieve an ACR50 response. Efficacy results with subsequent TNF inhibitor treatment appear to differ according to the reason for switching [25, 33]. Of 6,739 patients with RA whose primary treatment with a TNF inhibitor (adalimumab, etanercept or infliximab) was recorded in a large UK national biologics register, 856 were switched to a second TNF inhibitor because of inefficacy (503 patients) or adverse events (353 patients) . Patients who had discontinued the first inhibitor because of inefficacy were more likely to fail treatment with a second inhibitor for the same reason (hazard ratio = 2.7, 95% confidence interval [CI] = 2.1 to 3.4) rather than toxicity (hazard ratio = 1.1, 95% CI = 0.9 to 1.5). Similarly, rates of drug discontinuation for adverse events were higher in patients who had previously discontinued because of intolerance (hazard ratio = 2.3, 95% CI = 1.9 to 2.9) than in those who had previously discontinued because of inefficacy (hazard ratio = 1.2, 95% CI = 0.8 to 1.6).
Treatment with golimumab, a new TNF inhibitor that is under clinical development, produced a significantly greater ACR20 response after 24 weeks when compared with placebo in patients who had previously been treated with at least one other TNF inhibitor and then discontinued because of lack of efficacy (38.9% with golimumab 50 mg and 100 mg combined versus 17.7% with placebo; P < 0.001) . However, the relative difference in response rates compared with placebo in this patient population was relatively small compared with most other earlier randomized controlled trials of TNF inhibitors in similar populations of patients naïve to TNF inhibitors or other biologics [11–14, 39].
Overall, these findings suggest that the decline in efficacy after a switch to a second TNF inhibitor may in part be due to a class effect and also to a channelling bias favouring patients with more severe disease. Thus, the rationale for introducing agents with a different mode of action may be to overcome issues related to class, particularly in cases of primary failure or recurrence of class-associated adverse events.
Various groups, including EULAR, ACR and the Outcome Measures in Rheumatology Clinical Trials group, recognize that patient-reported outcome measures are important in developing an understanding of patients' experience of their disease. One such measure, the Health Assessment Questionnaire (HAQ) disability index, captures self-perceived disability. Scores range from 0 to 3, with higher scores reflecting increased disability. Improvements in this measure of disability have been used in a number of studies to determine responses to various treatment strategies.
The effect of switching between TNF inhibitors was analyzed in patients with an inadequate response to a first TNF inhibitor and in whom HAQ was measured at the time of nonresponse and 12 months later . Patients were classified into three groups based on treatment during the subsequent 12 months: those receiving no further TNF inhibitor therapy ('stoppers', n = 148), those who switched to a second TNF inhibitor ('switchers', n = 331) and those who continued on their first TNF inhibitor therapy for at least a further 9 months ('stayers', n = 389). The proportion of patients who achieved a minimum clinically important difference (defined as an improvement in HAQ of ≤ 0.22 units) was higher for switchers (36%) than for stayers (31%) or stoppers (22%; P < 0.01 versus switchers). Although these data suggest that switching to a second TNF inhibitor is more beneficial than discontinuing treatment and receiving no biologic therapy during the subsequent 12 months, the majority of patients who switched did not experience a clinically significant improvement regarding functionality. Of note, patients with more advanced disease and established structural damage will be less likely to be able to regain full functional capacity .
The effect on HAQ has also been determined in patients with inadequate response to TNF inhibitors and treated with other biologic agents. In the REFLEX study , more patients treated with rituximab plus methotrexate achieved a minimum clinically important difference after 6 months compared with patients treated with placebo plus methotrexate (63.8% versus 32.5%; P < 0.0001). In addition, in the ATTAIN study more patients in the abatacept group than in the placebo group (47.3% versus 23.3%; P < 0.001) had a clinically meaningful improvement in HAQ (in this instance defined by an improvement in HAQ of ≤ 0.3 units from baseline) .
The efficacy of all currently available TNF inhibitors in terms of inhibiting radiographic progression is well established in patients with inadequate response to DMARDs and/or in methotrexate-naïve patients. However, no formal studies have demonstrated the efficacy of a second TNF inhibitor in inhibiting radiographic progression in patients who responded inadequately to prior TNF inhibitor treatment. However, given the capacity of TNF inhibitors to inhibit radiographic progression, even in patients not exhibiting a clinical response, it is unlikely that this would be substantially different in patients switched to a second TNF inhibitor.
There are no specific radiographic data for abatacept in the population of patients who respond inadequately to TNF inhibitors. However, inhibition of radiographic progression has been shown in inadequate responders to DMARDs in the Abatacept in Inadequate responders to Methotrexate (AIM) study . Although golimumab and tocilizumab have been studied in this patient population, no radiographic outcomes have yet been presented.
These findings were confirmed in a recent, extended analysis of more than 300 patients from the same cohort . This analysis further demonstrated that the relative benefit of rituximab varied with the reason for switching from a prior TNF inhibitor. When the motive for switching was lack of effect with a previous TNF inhibitor, then the evolution of DAS28 was significantly better for rituximab than for the alternative TNF inhibitor. However, when the motive for switching was another cause (such as an adverse event), then the evolution of DAS28 was similar for rituximab and the alternative TNF inhibitor. These findings were not significantly modified by DMARD co-therapy, by the type of TNF inhibitor or by the number of previous TNF inhibitors used.
This strategy is also supported by data from another smaller observational study conducted in the UK in patients with RA exhibiting an inadequate response to a TNF inhibitor . After 3 months, the change in DAS28 was more favourable in the group who received rituximab (-3.03; n = 15 patients) than in the group who received an alternative TNF inhibitor (-1.5; n = 24 patients).
No head-to-head studies in a TNF inadequate responder population utilizing abatacept or tocilizumab have yet been conducted.
Safety and tolerability
Tumour necrosis factor inhibitors
TNF inhibitors have been indicated for the treatment of RA for more than 10 years and, as a result, they have a well established safety profile.
There have been rare reports of opportunistic infections, including tuberculosis (TB), which makes appropriate TB screening mandatory before starting TNF therapy. In addition, there have been rare reports of worsening pre-existing heart failure and the occurrence of demyelinating diseases in patients who have received TNF inhibitors [57, 58]. Data from the National Databank of Rheumatic Diseases suggested a modest increase in lymphoma  and an increased risk for skin cancer in patients treated with TNF inhibitors . Evidence for an increased risk for serious infections and a dose-dependent increase in malignancies was identified in a systematic review and meta-analysis of nine placebo-controlled trials of infliximab and adalimumab in patients with RA . The meta-analysis involved 3,493 patients who had received TNF inhibitor treatment and 1,512 patients who received placebo. The pooled odds ratio for malignancies was 3.3 (95% CI = 1.2 to 9.1) and for serious infection was 2.0 (95% CI = 1.3 to 3.1), with a notably increased rate of basal cell carcinoma . However, in a recent consensus statement it was suggested that treatment with TNF inhibitors does not appear to increase the risk for malignancy in patients with RA, although it is recommended that vigilance for the occurrence of lymphomas and other malignancies (including recurrence of solid tumours) remains in patients managed with TNF inhibitors . Of note, hepatosplenic T-cell lymphomas were recently described in young patients with Crohn's disease , whereas in the Wegener's Granulomatosis Etanercept Trial (WGET)  an increased occurrence of solid malignancies was observed when etanercept was used in combination with cyclophosphamide in patients with Wegener's granulomatosis.
Because there may be a class effect, patients who fail treatment with a TNF inhibitor because of a tolerability or safety issue may be at increased risk for a similar safety problem on an alternative TNF inhibitor. The risk for developing an adverse event with a second TNF inhibitor increased twofold in patients switched because of an adverse event .
A study of hospitalization rates due to infection after TNF inhibitor therapy in 2,956 patients  indicated that, although the relative risk was greatest during the first year of treatment (1.74) and decreased to 1.04 in year 3 with continued therapy, switching to a second TNF inhibitor was associated with a second increase in relative risk (2.10; 95% CI = 1.36 to 3.27). Absolute rates of serious infections for the first TNF inhibitor were 4.5 serious infections per 100 person-years as compared with 7.0 per 100 person-years for the second TNF inhibitor. In the subset of 2,692 patients who had been hospitalized (not necessarily because of RA but who had it) before TNF inhibitor treatment, the incidence of infection during the period on the first TNF inhibitor was 5.4 per 100 person-years (95% CI = 4.7 to 6.0; n = 261 infections), and that during the period on the second TNF inhibitor was 10.0 per 100 person-years (95% CI = 7.1 to 16; n = 26 infections). These results are consistent with those from the ReAct study , a large cohort study that investigated the effects of switching from etanercept and/or infliximab to adalimumab. Serious infections occurred more frequently during treatment with adalimumab in patients who had received prior TNF inhibitor treatment (10.0 per 100 patient-years) compared with TNF inhibitor-naïve patients (4.9 per 100 patient-years) .
Rituximab and abatacept
Whereas rituximab has a well established safety profile in patients with B-cell lymphoma, data with regard to the repeated use of rituximab for chronic diseases such as RA are limited. The most frequent adverse events are infusion reactions, which are usually mild to moderate in intensity. The rate of serious infections was 5.2 per 100 patient-years in the rituximab group and 3.7 per 100 patient-years in the placebo group in the REFLEX study , which is consistent with that seen for patients treated de novo with a TNF inhibitor in randomized controlled trials [9, 14] and in observational studies [66, 67]. Analysis of data from patients receiving up to seven treatment courses of rituximab, representing 2,438 patient-years of exposure, suggested no increase in the rate of serious infections with repeat courses . The incidence of adverse events decreased from 88% (931/1053) in rituximab-treated patients after course 1 to 81%, 72% and 65% after courses 2, 3 and 4, respectively. Serious adverse events followed a similar pattern, with the incidence of acute infusion reactions (first infusion, each course) also reducing with repeat courses .
Safety data from the 6-month ATTAIN study  showed that infections were no more frequent in the abatacept group than in the placebo group (37.6% versus 32.3%; P = 0.30). Furthermore, the incidence of serious infections was 2.3% in both groups, with no unusual or opportunistic infections noted . For the 6-month (double-blind) study and 18-month (open-label) long-term extension of ATTAIN, respectively, the following adverse event rates were detected (per 100 patient-years) : serious adverse events 34.5 and 29.4; malignancies 2.3 and 2.1, and serious infections 4.6 and 3.7.
Reductions in immunoglobulin levels have been observed in some patients after repeat courses of rituximab, but in a pooled analysis of three randomized trials  mean values of both IgG and IgM remained well above the lower limit of normal (LLN). The percentage of patients with serum IgG or IgM levels below the LLN increased with the number of treatment courses, but the rate of serious infection for patients with low IgG/IgM levels was comparable to the rate in the overall population . However, these numbers are low and warrant further observation. No opportunistic infections or cases of TB have been reported.
After 2,438 patient-years of exposure to rituximab, a total of 36 malignancies occurred in 32 patients (3%) . No lymphoproliferative malignancies and no increased risk for malignancy with additional courses of treatment with rituximab were observed. Eleven cases of lung cancer have been reported in the total abatacept safety database, as compared with the 3.5 to 12.3 expected based on RA DMARD cohorts, and with the 3.7 to 5.0 expected based on general population data . More patient exposure and long-term safety monitoring are warranted to establish the safety profile of abatacept. The risk for activation of latent TB or for developing new TB when using abatacept is unknown . However, before initiating abatacept, patients should be screened for latent TB infection with a tuberculin skin test . Nevertheless, abatacept appears to have an acceptable safety profile so far.
A key tolerability concern is the safety of RA therapies, including TNF inhibitors and DMARDs, in patients with peripheral B-cell depletion after treatment with rituximab. Preliminary findings have indicated that the use of RA therapies (including TNF inhibitors) in patients who had received treatment with rituximab at a time when B-cell levels had yet to be normalized, did not result in development of opportunistic infections or a significant increase in serious adverse events . Nevertheless, further investigation in larger numbers of patients over time is warranted.
Despite the therapeutic advance that TNF inhibitors have brought to RA treatment, more than 50% of patients fail to achieve at least an ACR50 response, and more lose response over time (secondary failure or acquired therapeutic resistance) or experience adverse events after treatment with TNF inhibitors. Observational studies have shown that some patients who have had an inadequate response to an initial TNF inhibitor do show an improvement in disease activity when switched to another TNF inhibitor. However, the type of inadequate response may be particularly important when considering the likelihood of response to a subsequent agent. The few observational studies that are available to address the issue of switching to another TNF inhibitor, in patients who previously failed one TNF blocker, clearly demonstrate that the majority of patients do not achieve an ACR50 response.
Rituximab and abatacept – new therapeutic agents with completely different modes of action – are now available for patients with inadequate response to a first TNF inhibitor. Evidence for the efficacy of switching to a second anti-TNF agent after failing to respond to an initial one most often relies on open, uncontrolled and nonrandomized studies, whereas biologics with a different mode of action have been evaluated in large randomized placebo-controlled trials. Randomized controlled head-to-head trials in this population would therefore be warranted to define the best treatment strategy in these patients. Cohort studies recently suggested that rituximab may be more effective than switching to an alternative TNF inhibitor in patients with an inadequate response to at least one TNF inhibitor [55, 56]. These findings suggest that biologic agents with a different mode of action should be considered early as an alternative therapy after a first inadequate response to a TNF inhibitor. In the absence of randomized, prospective, head-to-head trials comparing available therapeutic options for patients exhibiting inadequate response or intolerance to a TNF inhibitor, the optimal treatment strategy is yet to be defined.
20% improvement in American College of Rheumatology criteria
Abatacept Trial in Treatment of Anti-TNF INadequate responders
28-joint Disease Activity Score
disease-modifying antirheumatic drug
European League Against Rheumatism
Health Assessment Questionnaire
lower limit of normal
Research in Active rheumatoid arthritis
Randomised Evaluation oF Long-term Efficacy of rituXimab in rheumatoid arthritis
tumour necrosis factor.
Medical writing support was provided by Andrew Thomson, Claire Snowball and Karen Poynton at Adelphi Communications during the preparation of this article, supported by F Hoffmann-La Roche Ltd. The authors were responsible for critical revisions of the manuscript and for important intellectual content.
This article is published as Arthritis Research & Therapy Volume 11 Supplement 1, 2009: Treatment options in patients with rheumatoid arthritis failing initial TNF inhibitor therapy: a critical review. The article is available online at http://arthritis-research.com/supplements/11/S1.
Publication of this supplement has been sponsored by F. Hoffmann-La Roche.
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