- Research article
- Open Access
Altered microbiota associated with abnormal humoral immune responses to commensal organisms in enthesitis-related arthritis
Arthritis Research & Therapy volume 16, Article number: 486 (2014)
Prior studies have established altered microbiota and immunologic reactivity to enteric commensal organisms in inflammatory bowel disease (IBD). Since intestinal inflammation is present in a subset of patients with both pediatric and adult spondyloarthritis (SpA), we hypothesized that SpA patients may also have altered microbiota and immune responsiveness to enteric organisms.
Stool and blood specimens were collected from children with enthesitis-related arthritis (ERA) and non-inflammatory controls. DNA purified from stool was subject to PCR amplification and sequencing of the variable IV region from the 16S rDNA gene. IgA and IgG Enzyme-linked Immunosorbent Assays (ELISAs) were performed on select species of bacteria in most subjects.
Twenty-five children with ERA and 13 controls were included. The ERA patients had less Faecalibacterium prausnitzii (3.8% versus 10%, P = 0.008) and lachnospiraceae family (12 versus 7.0%, P = 0.020), a statistically significant increase in bifidobacterium (1.8% versus 0%, P = 0.032) and a non-statistically significant increase in Bacteroides (21% versus 11%, P = 0.150). Akkermansia muciniphila was abundant (>2%) in 7/27 ERA patients but none of the controls (P = 0.072.) Cluster analysis revealed two clusters of ERA patients: Cluster one (n = 8) was characterized by high levels of Bacteroides genus, while a second (n = 15) cluster had similar levels as the controls. Seven of 17 (41%) of the ERA subjects in Cluster 2 compared to 0/8 of the subjects in Cluster 1 had abundant Akkermansia muciniphila (P = 0.057). Serum IgA and IgG antibody levels against F. prausnitzii and B. fragilis were similar between patients and controls, whereas the two groups showed divergent responses when the fecal relative abundances of F. prausnitzii and Bacteroides were compared individually against IgA antibody levels recognizing F. prausnitzii and B. fragilis, respectively.
The abundance of F. prausnitzii in the stool among patients with ERA is reduced compared to controls, and Bacteroides and A. muciniphila are identified as associative agents in subsets of ERA patients. Differences in the humoral responses to these bacteria may contribute to disease.
Spondyloarthritis (SpA) affects up to 1% of the population in the United States . Recent genetic advances have shed some light on pathogenesis and have shown important overlap with inflammatory bowel disease (IBD) ,; however, there still remain important environmental components. Given the association between gut inflammation and SpA , one potential environmental trigger that has long attracted attention is the microbiota; indeed, the disease is abrogated in an HLA-B27 transgenic rodent model of colitis and spondylitis when the animals are raised in a germ-free environment .
Advances in technology, collectively known as next-generation sequencing, have dramatically lowered the costs of sequencing and thus permitted collections of vast amounts of data, as many as one billion short sequences, in one run . One of the applications has been the assessment of the entire enteric microbiome from multiple individuals. Studies have shown altered microbiota in a variety of inflammatory conditions, including IBD, rheumatoid arthritis (RA), type I diabetes, and celiac disease . Using a variety of molecular approaches, Stebbings et al.  demonstrated possible decreases in the Bacteroides-Provotella and Clostridium leptum groups, with an increase in Bifidobacterium among ankylosing spondylitis (AS) patients compared to controls, although the overall differences were not statistically significant . As this study did not use next generation sequencing technology, the nature of the microbiota in SpA patients has yet to be fully assessed.
Intestinal bacteria need not be present in abnormal quantities to trigger arthritis; it is also possible that a pathologic immune response to normal resident microbes may result in disease. Fifty percent of patients with Crohn’s disease (CD) express antibodies directed against flagellins of the microbiota, with these antibodies associated with stricturing disease . Flagellin antibodies have also been identified in SpA patients, albeit at lower titers . It is unknown whether additional bacteria may be targeted in SpA patients; even in CD, there is evidence of seroreactivity to other antigens of the microbiota . Additionally, Stebbings et al.  demonstrated decreased IgA antisera to Bacteroides vulgatus among AS patients, despite increased T cell proliferative responses to autologous Bacteroides; the same group subsequently demonstrated decreased production of the regulatory cytokine IL-10 by peripheral blood mononuclear cells of AS patients compared to controls . Thus, altered immunologic reactivity to commensal organisms, possibly including Bacteroides, may also play an important role in SpA. Herein, sequencing of the 16S ribosomal DNA (rDNA) of patients with enthesitis-related arthritis (ERA; juvenile SpA) and controls was performed, followed by assessment of antigenic reactivity against bacteria differentially present in the patients versus the controls. We hypothesized that ERA patients may have altered microbiota affecting immune responsiveness to enteric microbiota.
This study was conducted at a single hospital, Children’s of Alabama (CoA). SpA was defined according to the International League of Associations for Rheumatology criteria for juvenile idiopathic arthritis subtype, ERA . Controls came from the following sources: 1) children referred to rheumatology clinic, but found to have non-inflammatory causes of joint pain or irrelevant laboratory values (for example, positive antinuclear antibody (ANA) in a well child ), and 2) children from the community identified through advertisements or parental affiliation with CoA. Subjects with recent (within 6 months) use of systemic antibiotic therapy were excluded. Clinical, demographic, and laboratory data were obtained through chart review and use of case report forms. Informed consent was obtained from guardians as well as subjects age 14 years and older; assent was obtained from children ages 7 to 13 years. Institutional Review Board approval was obtained from the University of Alabama at Birmingham.
Preparation and sequencing of 16S rDNA from fecal material
Subjects collected the samples at home and immediately placed the samples in a 50-ml container filled with Carey-Blair media . Samples were shipped overnight via commercial carrier to our laboratory. Microbial genomic DNA was isolated by standard methods using a kit from Zymo Research (Irvine, CA, USA) as per the manufacturer’s instructions. The purified DNA underwent PCR amplification using primers designed to the conserved region flanking the variable IV region from the 16S rDNA gene, as per Caporaso et al. . Purification of the resulting PCR product was performed with a Qiagen kit (Valencia, CA, USA) as per the manufacturer’s instructions. A second purification with Agencout AmPure beads (Danvers, MA, USA) was performed to increase the quality of the DNA amplicons. The PCR products were multiplexed and diluted for cluster generation using the cBot on a single read v.3 flowcell for the HiSeq2000 (Illumina, San Diego, CA, USA); a few samples were run on the MiSeq (Illumina, San Diego, CA, USA), with the sequences truncated to 101 base pairs to match that of the HiSeq output. Fastq conversion of the raw data files was performed following demultiplexing. Quality control of the fastq files was performed with the FASTX toolkit . The remainder of the steps was performed with the Quantitative Insight into Microbial Ecology (QIIME) suite, version 1.7 . Operational taxonomic units (OTUs) were picked with uclust  at 99% similarity. Taxonomic assignments to OTUs were performed with the Ribosomal Database Project classifier , which was trained with the May 2013 version of the Greengenes 16S database . Multiple sequence alignment of OTUs was performed with PyNAST . Within-sample (alpha) diversity measures were calculated with Shannon and Phylogenetic Diversity , and beta-diversity was calculated with Unifrac . Principal coordinates analysis (PCoA) was performed by QIIME to visualize the dissimilarity matrix (beta-diversity) among all the samples, such that samples that are more similar with respect to their taxanomic distribution are closer together in space than samples that are less similar. To assess the statistical significance of the clusters observed from the PCoA, the R package pvclust was used . Pvclust performed hierarchical clustering using the correlation distance matrix; to estimate stability of the resulting clusters, it performed bootstrap analysis at 10,000 iterations, each time using different subsets of the original data (with replacement.) The output yields the approximate unbiased (AU) and the bootstrap probability (BP) values of each cluster, with the former said to be less subject to bias as per the original description .
Serum samples obtained at approximately the time of the collection of the stool specimens were centrifuged and stored at −80°C until ready for use. ELISA was performed to measure IgA or IgG reactivity in 96-well flat-bottom Costar plates (Fisher, Rockville, MD, USA). In preliminary studies, amounts of lyophilized bacteria antigen and serum dilutions were optimized to identify parameters that permitted reproducible results that differentiated serum samples from negative controls. The optimized amounts of bacterial lysate antigen were 50 ng for Bacteroides fragilis strain 086-5443-2-2 (kindly donated by Cindy Sears), 250 ng for Akkermansia muciniphila (ATCC # BAA-835), and 100 ng for Faecalibacterium prausnitzii (ATCC # 27766). Plates were coated with the specified amount of antigen in 50 μl of PBS for four hours at 37°C, then were transferred to store at 4°C overnight. After blocking with 5% milk, serum was added in duplicate at a 1:50 dilution for two hours at room temperature, followed by the addition of anti-human IgG or IgA conjugated to peroxidase (Sigma, St Louis, MO, USA) at a 1:10,000 dilution overnight at 4°C. Plates were developed with para-nitrophenyl phosphate and scanned at the 490 nm wavelength.
Comparisons of individual taxa were performed with the Mann-Whitney U-test for two groups and the Kruskal-Wallis test for three groups. Nominal data were evaluated with the chi-squared test. Correlation analyses were performed with the Spearman coefficient. Additionally, IgA and IgG antibodies against B. fragilis and F. prausnitzii were analyzed using a linear model with fecal presence of Bacteriodes and F. prausnitzii, respectively, using diagnosis (patient or control) and the interaction of these two terms as predictors. A two-sided t-test was used to test each term for significance, which was set at 0.05. These analyses were performed with SPSS, Version 17 (Chicago, IL, USA) and R (version 3.0.2.)
Clinical and demographic features of the study patients are shown in Table 1. In total 25 children with ERA (11 female, age (median, range) 13, 7 to 19 years) and 13 controls (7 female, age 13, 5 to 17 years) were included in the study. Two of the ERA subjects had IBD. Twenty-one patients, but no controls, were on immunosuppressive therapy.
Results of 16S sequencing analysis
High-quality sequence data were obtained from fecal samples on all 38 children. Following the filtering step, the sequencing depth ranged from 9,000 to 555,000, with a sequence length of 101 base pairs. There were no differences in within-subject (alpha) diversity measurements between the groups (not shown). The taxonomic distribution of the top 20 taxa is shown in Figure 1A. Of these, the only two taxa with statistically significant differences favoring the controls were the Faecalibacterium genus (11% versus 5.2%, P = 0.005) and unspecified genera of the Lachnospiraceae family (12% versus 7.0%, P = 0.020). Among those favoring ERA, Bifidobacterium showed a modest but statistically significant increase (1.8% versus 0%, P = 0.032), and Bacteroides demonstrated a larger but statistically non-significant increase (21% versus 11%, P = 0.150). Analysis at the species level revealed that 84% of the Faecalibacterium sequences represented a single species: Faecalibacterium prausnitzii, which constituted 10% of the microbiota of control patients versus 3.8% in the ERA group (P = 0.008.) A basic local alignment search tool (BLAST) search of the OTU representing the majority of the unspecified Lachnospiraceae family members revealed two matches at 100% identified: Fusicatenibacter saccharivorans and Clostridium clostridioforme. Thus, it is unclear which of the two organisms drove this apparent difference. Sixty-seven percent of the Bifidobacterium sequences represented B. adolescentis. The distribution of F. prausnitzii levels in patients and controls is depicted in Figure 1B. Additionally, A. muciniphila was present in very low quantities in most patients, but was relatively abundant (>2%) in 7/25 (28%) patients, but not in any of the 13 controls (P = 0.072, Fisher’s exact). There were no significant associations between the body mass index of the subjects and presence of any of these bacteria (Additional file 1: Table S1.) Among subjects with ERA, HLA-B27 status was not associated with significant differences in the levels of these bacteria (Additional file 1: Table S2).
Thus, at the genus and species level, our data demonstrate some statistically significant differences between patients and controls. Our next step was to assess whether patients and controls may have different overall communities of enteric bacteria. This was evaluated with PCoA (Figure 2A), which demonstrated that while most of the patients clustered with the controls, a set of eight ERA patients formed their own cluster. To confirm the existence of this cluster, we performed bootstrap analysis using pvclust, with the results showing an identical cluster with an AU probability of 99% (Figure 2B.) Comparing the eight ERA patients in cluster 1 with the remainder of the ERA subjects, the former had significantly higher Bacteroides levels (32% versus 13%, P <0.001), with no difference in the F. prausnitzii content (4.7% versus 3.2%, P = 0.897). The subgroup of ERA patients with elevated Bacteroides content appeared to be under-represented among those patients with high levels (>2%) of Akkermansia, which was found in 0/8 of cluster 1 compared to 7/17 (41%) of cluster 2 (P = 0.057). Despite the predominance of Bacteroides among the subjects in cluster 1, the Shannon index was similar between the two clusters (Figure 3A). However, cluster 1 demonstrated diminished alpha diversity with the phylogenetic diversity metric (3B). The two clusters otherwise appeared similar with respect to most clinical and laboratory features, with the exception that cluster 1 was predominantly female and cluster 2 predominantly male (Table 2.)
Thus, there appear to be significant differences in the populations of enteric bacteria between patients and controls. In order to assess whether the alterations in the frequencies of the bacterial genera could be associated with changes in the immunoreactivity, we performed ELISA against a Bacteroides species (B. fragilis) and F. prausnitzii among the 31 subjects (22 patients and 9 controls) in whom we had serum samples available, including both with IBD. Overall, there were no significant differences in IgA or IgG reactivity against any of the bacteria (Table 3), although HLA-B27+ subjects had elevated antibody production against both (Additional file 1: Table S2.) When broken down by cluster, ERA subjects in cluster 1, characterized by increased bacteroides, also demonstrated increased IgA and IgG reactivity against B. fragilis, the latter statistically significant at P = 0.05 (Additional file 1: Table S3). Interesting trends emerged when we evaluated antibody production against a particular species as a function of the quantity of the associated bacteria. There was a strong correlation (r = 0.511, P = 0.003) between Bacteroides content and IgG antibodies against B. fragilis among the group as a whole. In contrast, while the overall correlation between Bacteroides content and IgA antibodies was weak (r = 0.300, P = 0.067), divergent trends emerged within the two groups (Figure 4): ERA patients demonstrated a similar positive correlation (r = 0.481, P = 0.005), while an inverse although not statistically significant correlation was seen in the control group (r = −0.483, P = 0.187). Linear modeling of the slopes of the two regression lines demonstrated a statistically significant interaction between IgA levels against B. fragilis and diagnosis (P = 0.008), not present with IgG (P = 0.105). A similar discordance was seen with F. prausnitzii (Figure 5), although in this case, patients demonstrated an inverse correlation between IgA antibodies to F. prausnitzii and F. prausnitzii content (r = −0.404, P = 0.062), with controls demonstrating a strong positive correlation (r = 0.850, P = 0.004); as with B. fragilis, the slopes of the two curves were statistically significantly different (P = 0.039). Neither group demonstrated a strong correlation in either direction between fecal F. prausnitzii content and IgG antibodies to the same, although they trended in the same direction (controls: r = −0.326, P = 0.391; ERA: r = −0.113, P = 0.615).
The human intestine is colonized with an estimated 100 trillion bacteria, a process that begins shortly after birth . It is becoming increasingly clear that these bacteria play important roles in immune function as well as in a variety of autoimmune and inflammatory disorders . One condition with important microbial contributions is IBD, as evidenced by aberrant microbial content , therapeutic response to antibiotics in CD , and abnormal innate and adaptive immunologic responses to enteric bacteria . There is also interest in the role of the microbiota in SpA , with a previous study showing possible decreases in the Bacteroides-Provotella and Clostridium leptum groups, with an increase in Bifidobacterium among AS patients compared to controls, although the overall differences were not statistically significant .
In this study, four candidate organisms are identified as being potentially associated with ERA. Decreased F. prausnitzii, was seen in the patients compared to controls. This finding has previously and consistently been reported in patients with IBD -, and may be of particular significance in light of its reported anti-inflammatory effects . It may also be consistent with the previous finding of decreases in the Clostridium leptum group in AS patients , as both C. leptum and F. prausnitzii are in the clostridiaceae family. F. prausnitzii is an important producer of butyrate , which may have anti-inflammatory properties ; there was no compensatory increase in other butyrate-producing bacteria, such as the Eubacterium and Roseburia genera (data not shown) ,. These findings underscore the pathogenic similarities between IBD and ERA, as F. prausnitzii was not reduced in a study of newly diagnosed RA patients . Additional evidence of microbial similarities between IBD and ERA comes from the study by Frank et al. , which showed not only decreased F. prausnitzii in the IBD patients, but also decreases in the Lachnospiraceae family. In particular, there may have been a decrease in Clostridium clostridioforme, which was one of the two potential organisms associated with the dominant OTU in the Lachnospiraceae family significantly under-represented in the ERA patients. That these differences may result from genetic differences between the populations, rather than from the disease process itself, was suggested by a study showing that NOD2 and ATG16L1 genotypes were associated with altered microbial populations even with adjustment for diagnosis of IBD . This information was not available for our patients.
A novel finding of this study is that both Bacteroides species and Akkermansia muciniphila were found to be associated with disease states in largely non-overlapping subsets of ERA patients. These subsets were similar with respect to most clinical and laboratory features, aside from cluster 1 being predominantly female, and cluster 2 predominantly male. The potential relevance of this distinction awaits further exploration. B. fragilis is considered to have regulatory effects through its polysaccharide A , although the enterotoxigenic strain of B. fragilis has been linked to IBD . Additionally, in both a rat and a mouse model of SpA abrogated by the germ-free state, addition of a consortium of bacteria that includes bacteroides species results in active disease, with B. vulgatus specifically identified as a causative agent in the rat model ,. Furthermore, as indicated above, abnormal humoral and T cell responses to bacteroides has been reported in AS patients ,. The data reported herein indicated that up to one third of ERA patients have markedly elevated Bacteroides content, while a second subset had similar overall patterns of enteric bacteria to the controls, with the exception of lower Faecalibacterium. However, 7/17 of the ERA group with normal Bacteroides content, compared to 0/8 of the group with elevated Bacteroides content, carried increased frequencies of A. muciniphila. First described in 2004, it was originally isolated based upon its capacity to thrive on intestinal mucin, suggesting that high quantities could potentially lead to a defect in the intestinal wall barrier function . Although a European study indicated that A. muciniphila typically comprises 1 to 3% of the intestinal microbiota , it is evidently less common in the United States, or at least in our patient population, and there may be regional differences in the overall microbiota that could result in patients in this region being more susceptible to a pro-inflammatory effect of this bacterium. This is the first study suggesting a potential role in inflammatory disease in humans, although a recent study of mice infected with Salmonella demonstrated increased histologic inflammatory scores and mRNA levels of inflammatory markers in mice that also received A. muciniphila.
Finally, elevated Bifidobacterium, mostly B. adolescentis, was also identified among ERA patients. There are mixed data with respect to this genus in the context of IBD, with prior studies both showing elevated  as well as decreased presence . Elevated bifidobacterium was also seen in the study of AS patients . Thus, overall, ERA patients displayed a microbiota profile similar to that published for IBD patients with respect to lower levels of F. prausnitzii and possibly of Clostridium clostridioforme, as well as alterations in B. adolescentis. Our findings are also consistent with those reported in AS patients, despite substantial differences in age and disease duration in the current study compared to the previous .
IgA functions in part to protect the host against commensal organisms ,. It also has a regulatory role, with downstream responses to IgA binding dependent upon a variety of factors, including signaling events through the IgA receptor and the location of the dendritic antigen presenting cells ,. Thus, the interpretation of discordant correlations between IgA and 16S levels between patients and controls is clouded by the multiple functions of IgA. In the case of B. fragilis, the relationship between the IgA and the sequence data may represent invasion of the gut wall by the bacterium, triggering systemic immune responses. Alternatively, in light of its potential regulatory role, the inverse relationship between IgA against F. prausnitzii and the sequence data may represent a failure of the system to generate a regulatory T cell response normally thought to be induced by this species . Studies of T cell function are required to evaluate these possibilities.
This study has several limitations. The patient numbers are limited, and they included subjects with newly diagnosed as well as treated arthritis. However, a study of IBD patients showed that while antibiotics and aminosalicylates had important effects on the microbiota, immunosuppressive therapies appeared to have less of an impact . Exclusion of patients with IBD did not impact the trends shown herein, although the association between F. prausntzii levels and antibodies among ERA patients was less robust (Additional file 1: Tables S4, S5).
An additional limitation is that information on the diet of these subjects was unavailable on most of the patients. However, body mass index data were not predictive of the levels of any of the bacteria identified in this study (Additional file 1: Table S1). Furthermore, although the controls did have higher BMI compared to the patients (Table 1), at the phylum level, the Firmicutes: Bacteroidetes ratio was similar (2.97, 0.26 to 30 in ERA patients compared to 3.46, 1.0 to 26 in controls, P = 0.199, and there was a small albeit statistically insignificant inverse relationship between body mass index and the Firmicutes/Bacteroidetes ratio among the group as a whole (r = −0.140, P = 0.401), the opposite direction that would be expected if weight were the driving factor . Finally, there was no external validation of the differences in bacterial content observed in this study, nor was there objective measurement of intestinal inflammation (for example, fecal calprotectin.) This is, nevertheless, the first comprehensive evaluation of the microbiota in pediatric or adult SpA, confirming a potential role for insufficient protective F. prausnitzii in the pathogenesis of ERA and introducing potential novel bacteria as associative agents in ERA. These findings suggest altering the gut microbiota may be beneficial in children with ERA. Future directions will extend these findings in larger cohorts and also identify the nature of the adaptive (antibody and T cell reactivity) immunologic response against these enteric commensal organisms.
Our studies provide further evidence of a pathogenetic link between IBD and SpA by showing a similar decrease in fecal F. prausnitzii content in ERA patients as had previously been reported in subjects with IBD. In addition, we introduce two organisms, Bacteroides genus and A. muciniphila, as potential associative agents in subsets of children with ERA. Finally, our data suggest that alterations to IgA reactivities against commensal organisms may play a role in ERA.
body mass index
Children’s of Alabama
disease-modifying anti-rheumatic drug
enzyme-linked immunosorbent assay
inflammatory bowel disease
operational taxonomic unit
principal coordinates analysis
Quantitative Insight Into Microbial Ecology
tumor necrosis factor
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The authors wish to acknowledge Dr Peter Eipers for sample preparation. This work was supported by an American College of Rheumatology, Rheumatology Research Foundation Investigator Award (to MLS), NIH/NIAMS P60 AR064172 (to COE), and internal funding from Children’s of Alabama (to MLS). The following are acknowledged for their support of the Microbiome Resource at the University of Alabama at Birmingham: School of Medicine, Comprehensive Cancer Center (P30 AR050948), Center for AIDS Research (5P30 AI027767), Center for Clinical Translational Science (UL1 TR000165) and the Heflin Center. There are no commercial supporters of this work, and none of the authors have any financial conflicts of interest.
The authors declare that they have no competing interests.
MLS helped design the study, performed some of the analyses, and wrote the first draft of the manuscript. RK and EJL contributed to the 16S analysis. CDM helped design the study, assisted with interpretation of the data and performed the PCR amplification of the 16S DNA. XC assisted with the cluster analysis and wrote the code for the linear modeling. AG performed the ELISA. RQC and COE helped design the study and assisted with interpretation of the laboratory results. All authors critically revised the manuscript drafts and approved the final version of the manuscript.
Electronic supplementary material
Additional file 1: Table S1.: Correlation between body mass index and sequencing data. Table S2. Effect of HLA-B27 status on sequencing data and antibody titers, among subjects with enthesitis-related arthritis (ERA). Table S3. Antibody titers by ERA cluster. Table S4. Sequencing data and antibodies titers, following exclusion of patients with inflammatory bowel disease (IBD). Table S5. Correlation between sequencing data and antibody titers, following exclusion of subjects with IBD. (DOCX 19 KB)
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Stoll, M.L., Kumar, R., Morrow, C.D. et al. Altered microbiota associated with abnormal humoral immune responses to commensal organisms in enthesitis-related arthritis. Arthritis Res Ther 16, 486 (2014) doi:10.1186/s13075-014-0486-0
- Inflammatory Bowel Disease
- Ankylose Spondylitis
- Inflammatory Bowel Disease Patient
- Fecal Calprotectin
- Bacteroides Species